Free Investment Policy Statement Sample
Get a free copy of our investment policy statement you can edit to meet you need and save time creating your own from scratch.
This example statement was written by Keith Inniss, Fellow of the Institute of Canadian Bankers, with the objective of helping you save your company the time and money it would take to develop your own from scratch. Following is the outline showing what is included in this sample:
Safety, Credit Risk, Interest Rate Risk, Currency Risk, Sovereign Risk, Liquidity, Investment Yields
Standards of Care
Prudence, Ethics & Conflicts of Interest, Delegation of Authority, Checks & Balances
Internal Controls, Authorized Financial Dealers and Institutions, Eligible Investment, Investment Restrictions and Prohibited Transactions
Portfolio Diversification, Maturity Limitations, Portfolio Mix, Portfolio Management
Performance Reporting and Review
Record keeping and Safekeeping
Exception, Revision, Adoption
List of sample Attachments
Approved Countries, Approved Brokers and Dealers, Bond Ratings
Who will Use this Sample?
State-owned entities, companies in the financial industry, pension funds, and to a lesser extent, individuals, are among those who use such a document. Students studying Investments will be happy to use this as a guide to learn about managing an investment portfolio.
More Useful Information on the Document
An Investment Policy is a written document formulated by an investor to effectively manage an investment portfolio.
A standard policy seeks primarily to diversify the portfolio into different categories of risk to achieve optimum returns. Specific objectives of any investor, as presented in our investment policy example, include safety, portfolio diversification, liquidity, and investment yields.
Download the Sample
By downloading this sample investment policy statement you are almost done and will not need to pay any professional person to write you one.
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